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Kyle Bubeck

Kyle Bubeck

 

Kyle Bubeck is the founder of Beacon Compliance Consulting and deputy compliance officer at Winthrop Partners. Beacon Compliance Consulting was founded in 2009 and provides compliance consulting services and Chief Compliance Officer services to registered investment advisors and mutual fund series trusts. In addition to providing consulting and CCO services, the firm also provides initial registration for advisor firms, document creation, mock auditing, financial bookkeeping, and ongoing compliance consulting services.

As the founder of Beacon, Kyle is very familiar with investment advisor and investment company rules and regulations having served as a partner and the Chief Compliance Officer of TrendStar Advisors, LLC., an SEC-registered investment advisor, from October 2003 through July 2009, when the company was sold to United Missouri Bank of Kansas City. Beginning in March 2008 through July 2009, Kyle also served as the Chief Compliance Officer of TrendStar Investment Trust, a registered investment company, whose funds were managed by TrendStar Advisors, LLC. In addition to his role as Chief Compliance Officer of both entities, he also served as the Secretary to Trendstar Investment Trust from its inception in 2003 through July 2009.

During his tenure with TrendStar Advisors, Kyle also served as the CFO and COO. These positions entailed overseeing the activities of both the advisor and funds as they pertained to their interaction with the Mutual Fund Administrator, Fund Accountant, Fund Transfer Agent, and Fund Distributor. From an operations standpoint, Kyle was directly responsible for the oversight and preparation of the financial statements for the advisor. Kyle was also responsible for establishing, overseeing, and working with the major vendors of the advisor, including Bonding, E&O/D&O, Health Insurance, Legal, and the Mutual Fund Service providers.

Since July 2009, in his role with Beacon Compliance Consulting, Kyle has and continues to serve as the Chief Compliance Officer of SEC-registered investment advisors and mutual fund series trusts. Kyle also has substantial experience working with regulators throughout the regulatory exam process and acting in the lead capacity on behalf of the advisor or series trust during those examinations.

Kyle received his Bachelor of Science Degree in Business Administration from Regis University in Denver, Colorado.